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19 Jan 2024

Full-Time Vice President, Compliance & Control I

BNY Mellon – Posted by BNY Mellon Pittsburgh, Pennsylvania, United States

Job Description

Bring your ideas. Make history. 
BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world’s top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of banks” – 97% of the world’s top banks work with us as we lead and serve our customers into the new era of digital.

With over 238 years of rich history and industry firsts, BNY Mellon has been built upon our proven ability to evolve, lead, and drive new ideas at every turn. Today, we’re approximately 50,000 employees across 35 countries with a culture that empowers you to grow, take risks, experiment and be yourself. This is what #LifeAtBNYMellon is all about.

We’re seeking a future team member for the role of VICE PRESIDENT, COMPLIANCE AND CONTROL to join our COMPLIANCE team. This role is located in LAKE MARY, FL or PITTSBURGH, PA – HYBRID.

Responsible for appropriately implementing the overall compliance strategy for the Bank Commingled Funds (aka Collective Investment Trusts). Conducts analysis of existing and proposed legislation, regulatory announcements, and industry practices, determines impact to the business, and assists the business with implementation. Helps more senior managers to appropriately implement approved procedures to meet requirements.

In this role, you’ll make an impact in the following ways:

  • Identification of existing and proposed legislation, regulatory announcements, and industry practices that may have great impact on business processes.  Helps business areas develop and implement procedures to meet these requirements.
  • Lead and oversee the execution of the test plan. Ensure timeliness and effectiveness of test plan.
  • Based on assessments of controls, works with business units to implement improvements, and develop documentation when control changes are made.
  • Contributes to projects and program tasks intended to improve compliance and enhance the control environment.
  • Contributes to the preparation of time sensitive reporting and appropriately escalates issues to more experienced professionals. No direct reports.

To be successful in this role, we’re seeking the following:

  • Bachelor’s degree or the equivalent combination of education and experience.
  • 5-7 years of relevant work experience within Financial Services, Audit, and/or Compliance is required and/or experience with financial services compliance and/or experience with the assigned products, services or business lines/areas and the pertaining laws, regulations and rules of relevant regulators preferred.
  • Working knowledge of ERISA, OCC Regulation 9 and/or fiduciary compliance is essential.
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Job Types: Full-Time. Salaries: Not Disclosed.

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