Who ❤️ PJ →

Full Search

12 Jul 2022

Full-Time Mellon – Dreyfus Portfolio Compliance Specialist

BNY Mellon – Posted by BNY Mellon Pittsburgh, Pennsylvania, United States

Job Description

The Portfolio Compliance Specialist will assist in the oversight of the investment guideline compliance program for Mellon Investments Corporation.  This includes monitoring pre- and post-trade violations generated from the compliance system, as well as properly code, test, and troubleshoot restrictions and guidelines.  The qualified candidate will coordinate and communicated with clients, portfolio management, traders, operations and data team to resolve issues.  The candidate will also support the onboarding process for new client accounts, review and perform updates to client guidelines, including Prospectus and SAI updates for sub-advised mutual funds, and process updates to client restricted lists.  He or she will work on various projects involving various compliance related matters independently as well as with other members of the group. The incumbent will report directly to the Director, Portfolio Compliance Manger of Mellon Investments Corporation located in San Francisco, CA.

The qualified candidate will have a BA/BS, MBA, CFA or equivalent and minimum 5+ years of relevant portfolio compliance experience. The candidate must experience using Blackrock Aladdin.  The candidate should have a broad understanding of different asset classes and knowledge of securities laws including the 1940 ACT, UCITs, and ERISA.  Experience with Rule 2a-7 is a plus.  The candidate must demonstrate strong analytical and problem solving skills and must possess excellent attention to detail.  The candidate must have the ability to handle stressful situations with internal clients, while maintaining a professional approach to problem solving. The candidate must demonstrate excellent oral and written communication skills and confidence interacting with other internal business units.

Candidate must be willing to provide support for evening trading hours.

Share this role online (there may be a referral fee*)

How to Apply


Job Categories: Equal Opportunities. Job Types: Full-Time.


258 total views, 0 today

Apply for this Job