Job Description

Vice President, SOX Control & Compliance I

At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch nearly 20% of the world’s investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit businesses, communities and people everywhere.

We continue to be a leader in the industry, awarded as a top home for innovators and for creating an inclusive workplace. Through our unique ideas and talents, together we help make money work for the world. This is what #LifeAtBNY is all about.

We’re seeking a future team member for the role of Vice President, SOX Control & Compliance to join our Finance team. This role is located in Pittsburgh, PA – HYBRID.

In this role, you’ll make an impact in the following ways:

• Assess compliance with Basel Committee on Banking Supervision Section 239 risk reporting and data aggregation requirements.
• Evaluate the design of controls over the BCBS 239 reporting processes to ascertain whether control objectives related to accuracy, completeness, validity, and timeliness are adequately addressed.
• Identify control gaps related to the BCBS 239 framework components through verification and testing. Identify risks that could potentially cause a material misstatement.
• With minimal guidance, performs the assessment of internal controls over financial reporting to ensure compliance with the Sarbanes-Oxley Act (“SOX”).
• Assigned business/business partner areas are typically small to medium in size and may be complex.
• Supports senior team members in the execution of the BIV assessment program, in providing thorough and reliable identification of in-scope accounts and locations, planning, testing, documentation, and reporting of the effectiveness of BCBS 239 reporting for delivery to the senior management and external committees.
• With minimal guidance, assesses business processes, identifies control deficiencies and recommendations, and prepares work papers and documentation to support the annual assessment.
• Supports more senior colleagues by tracking the status of deficiencies, reviews remediation by process owners and delivers reporting findings to SOX leadership and management.
• With some supervision, helps to provide support for the integration of internal controls into finance processes and systems to other members of the organization.  No direct reports. Contributes to the achievement of team goals.

To be successful in this role, we’re seeking the following:

• Bachelor‘s Degree or the equivalent combination of education and experience is required.
• 5-7 years of total work experience preferred.
• Experience in public accounting, SOX testing, financial services or shared services is preferred.
• Certified Public Accountant (CPA) or Chartered Accountant (CA) certification is preferred.

At BNY Mellon, our inclusive culture speaks for itself. Here’s a few of our awards:

• Fortune World’s Most Admired Companies & Top 20 for Diversity and Inclusion
• Bloomberg’s Gender Equality Index (GEI)
• Best Places to Work for Disability Inclusion, Disability: IN – 100% score
• 100 Best Workplaces for Innovators, Fast Company
• Human Rights Campaign Foundation, 100% score Corporate Equality Index
• CDP’s Climate Change ‘A List’

Our Benefits:

BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves that can support you and your family through moments that matter.

BNY is an Equal Employment Opportunity/Affirmative Action Employer – Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.

How to Apply

Job Types: Full-Time. Salaries: Less than 20,000.

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