Full-Time Senior Representative, Transaction Monitoring
Job Description
Senior Representative, Transaction Monitoring
Lake Mary, FL, United States • Pittsburgh, PA, United States
ID: 48246
Job Description
Bring your ideas. Make history.
BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world’s top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of banks” – 97% of the world’s top banks work with us as we lead and serve our customers into the new era of digital.
With over 239 years of rich history and industry firsts, BNY Mellon has been built upon our proven ability to evolve, lead, and drive new ideas at every turn. Today, we’re approximately 50,000 employees across 35 countries with a culture that empowers you to grow, take risks, experiment and be yourself. This is what #LifeAtBNYMellon is all about.
We’re seeking a future team member for the role of Senior Representative, Transaction Monitoring to join our Financial Crimes Compliance team. This role is located in Lake Mary, FL or Pittsburgh, PA – HYBRID.
Supports the day-to-day efforts related to assessing whether assigned areas are in compliance with relevant laws, rules, regulations and policies and that control mechanisms are being deployed as expected. Under minimal supervision, assists with the monitoring and reporting of established controls and the implementation of new control procedures in response to regulatory changes or compliance issues. As an experienced team member, suggests changes to improve work processes and guides lower-level peers on procedures and reviews the quality of their work.
Duties and Responsibilities:
- With minimal guidance, researches and collects data on compliance and control-related activities. Compiles data into a useable format for more senior team members and may conduct basic, preliminary analyses of collected data.
- May review the work completed by more junior support staff for accuracy and completeness.
- Reviews and verifies that the activities of the assigned areas are aligning with the overall control procedures and compliance strategy.
- Independently prepares reports for management on the business line’s compliance status and may assign report development tasks to more junior support staff.
- Reviews reports with more senior support roles to confirm accuracy, completeness, and checks reporting prepared by more junior support staff.
- Counsels business personnel and management on remaining in compliance or improving their alignment with established controls and compliance goals.
- Identifies and addresses compliance issues, directly interfacing with peers in assigned business areas. Escalates complex issues to more senior staff.
- With minimal guidance, provides technical support for professional and management staff’s assessment of the effectiveness of controls that help ensure ongoing compliance with key laws, regulations and policies affecting the assigned areas.
- Produces large quantities of data to support comprehensive, risk-based reviews of existing and emerging regulatory requirements.
- Appropriately escalates issues to professional and management staff.
- As an experienced team member, may recommend process improvements to management.
- No direct reports, provides guidance to more junior team members and may assign tasks, as needed. Contributes to the achievement of team objectives.
- Modified based upon local regulations/requirements.
Desired Qualifications:
- Bachelor’s degree or the equivalent combination of education and experience is required. 3-5 years of total work experience preferred.
- Experience with Financial Services Industry regulations, compliance operations or auditing preferred.
- Experience with financial services compliance and/or experience with the assigned products, services or business lines/areas and the pertaining laws, regulations and rules of relevant regulators preferred.
How to Apply
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