Full-Time Senior Analyst, Compliance & Control
Job Description
Pittsburgh, PA, United States • Lake Mary, FL, United States
ID: 31898
Overview of BNY Mellon:
BNY Mellon is a global financial services company focused on helping clients manage and service their financial assets, operating in 35 countries and serving more than 100 markets. BNY Mellon is a leading provider of financial services for institutions, corporations and high-net-worth individuals, providing superior asset management and wealth management, asset servicing, issuer services, clearing services and treasury services through a worldwide client-focused team.
- Under direct supervision, contributes to the compliance efforts of the assigned business unit.
- Helps with assessment activities to ensure the business units are in compliance with standard regulatory and policy requirements, reviews work for accuracy with more experienced professionals.
- May assist with drafting of documentation when control changes are made.
- Under direct supervision, analyzes existing legislation, regulatory announcements and industry practices in order to report on the assigned business’ current state of compliance.
- As needed, assists with projects and program tasks intended to improve compliance and enhance the control environment.
- Assists with analyses of control processes to ensure they are in compliance with all applicable laws, rules and regulations.
- Begins to build working relationships with business unit managers in order to facilitate the timely delivery of information and increase the likelihood of favorable conditions for compliance activities.
- With direct supervision, assists with the assessments of the effectiveness of controls that help ensure ongoing compliance with key laws, regulations and policies affecting BNY Mellon businesses.
- May begin to gain experience preparing risk based reviews of existing and emerging regulatory requirements, concerning issues and control gaps.
- May assist with the preparation of non-complex reporting, as directed.
- Escalates issues to more experienced professionals. No direct reports.
- Contributes to the achievement of team objectives.
- Modified based upon local regulations/requirements.
- Bachelor‘s degree or the equivalent combination of education and experience is required. Business or Finance degree preferred.
- 0-3 years of total work experience preferred.
- Financial Services, Audit or Compliance background and/or experience with financial services compliance and/or experience with the assigned products, services or business lines/areas and the pertaining laws, regulations and rules of relevant regulators preferred.
BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals with Disabilities/Protected Veterans.
Our ambition is to build the best global team – one that is representative and inclusive of the diverse talent, clients and communities we work with and serve – and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.
How to Apply
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