Job Description

Bring your ideas. Make history. 
BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world’s top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of banks” – 97% of the world’s top banks work with us as we lead and serve our customers into the new era of digital.

With over 238 years of rich history and industry firsts, BNY Mellon has been built upon our proven ability to evolve, lead, and drive new ideas at every turn. Today, we’re approximately 50,000 employees across 35 countries with a culture that empowers you to grow, take risks, experiment and be yourself. This is what #LifeAtBNYMellon is all about.

We’re seeking a future team member for the role of Senior Compliance Testing Officer to join our Compliance team. This role is located in London OR Edinburgh, Hybrid.

In this role, you’ll make an impact in the following ways: 

• Ensure that all compliance testing is completed in accordance with the annual testing program on time and to a high standard in line with the global compliance testing methodology.
• Act as a delegate for the UK Testing Manager in providing support and guidance to team members where required.
• Act as a delegate for the UK Testing Manager in reviewing and approving testing files.
• Assist with production of the annual Compliance testing programme.
• Ensure that all findings identified within an allocated review are accurately recorded on CRAFT and that proactive actions are taken to ensure satisfactory resolution of issues raised.
• Proactively chase outstanding and overdue issues and reflect updates on CRAFT in line with the requirements of the global methodology.
• Represent Compliance at internal meetings and Committees where required.
• Represent Compliance on external committees, working groups, and trade body seminars if required to do so.
• Represent Compliance at client meetings where required to provide updates in respect to testing.
• Training and supporting other members of the team.

To be successful in this role, we’re seeking the following: 

• Degree educated or a strong academic/professional work record with particular preference for Compliance and/or Legal, Audit, Risk background.
• A compliance qualification would be a distinct advantage.
• Proven experience in the UK Financial Sector, preferably with a background in Compliance Testing or Internal Audit.
• Good PC skills (Microsoft Excel and Word essential – PowerPoint useful).
• Good report writing and presentation skills.
• Focused attitude to work with the ability to constantly meet deadlines while ensuring attention to detail, and high level of accuracy.
• Superior interpersonal and communication skills.
• Must be able to understand and apply outcome-focused regulation and have a sound risk awareness whilst maintaining an awareness of commercial pressures on the firm

At BNY Mellon, our inclusive culture speaks for itself. Here’s a few of our awards: 

• Fortune World’s Most Admired Companies & Top 20 for Diversity and Inclusion
• Bloomberg’s Gender Equality Index (GEI)
• Human Rights Campaign Foundation, 100% score Corporate Equality Index
• Best Places to Work for Disability Inclusion, Disability: IN – 100% score
• 100 Best Workplaces for Innovators, Fast Company
• CDP’s Climate Change ‘A List’

Our Benefits:

BNY Mellon offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves that can support you and your family through moments that matter. BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer – Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.

BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals With Disabilities/Protected Veterans.

Our ambition is to build the best global team – one that is representative and inclusive of the diverse talent, clients and communities we work with and serve – and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums

How to Apply

Job Types: Full-Time. Salaries: Not Disclosed.

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