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27 May 2022
Full-Time Senior Specialist, Compliance & Control
Job Description
BNY Mellon is a global financial services company focused on helping clients manage and service their financial assets, operating in 36 countries and serving more than 100 markets. BNY Mellon is a leading provider of financial services for institutions, corporations and high-net-worth individuals, providing superior asset management and wealth management, asset servicing, issuer services, clearing services.
Group Overview:
The Governance, Risk Architecture (GRA) function was to centralize, standardize and create global connectivity within and across core activities of the Compliance lifecycle including Regulatory Change Management, Risk Assessment, Testing and the Compliance Plan as well as the data and reporting, governance, technology and QA processes that overlay these core activities.
GRA is responsible for the governance and oversight of all change within the regulatory lifecycle for the first line of defense and engages both internally and externally to ensure BNY Mellon complies with its regulatory obligations.
This role sits within the Technology Strategy group within GRA and reports to the Head of Compliance Technology Strategy.
Role Overview:
Responsible for supporting the execution of the Compliance Regulatory Strategy. Uses knowledge of operations and technology, risk and control frameworks, risk and control theory and practice, and controls implementation and assessment to determine potential risks to the organization. Manages analysis and draws conclusions in order to recommend and direct any resulting change needed to mitigate risk. Contributes to developing the strategic direction of the Compliance function. Has an understanding of Financial Services regulations and how Technology enables the lines of business in delivering any associated change. Strong interpersonal skills to influence and impact business decisions.
Responsibilities:
- Responsible for understanding forward looking regulations, determine regulatory impact, conduct horizontal analysis, and develop strategic tooling and innovation.
- Ensuring adherence to regulatory guiding principles and logical architecture.
- Involved in implementing risk framework and identifying, analyzing, monitoring, reporting, and minimizing technology and operations risks. Consult and advise on all technology and operations risk matters.
- Supports related risk programs: audit response, regulatory inquiry, and response, etc.
- Manages complex projects that involve working with the businesses to improve controls to mitigate any deficiencies.
- Strong written and verbal communication.
- Communications and organization skills; teamwork skills; possess strong interpersonal skills to support mentoring.
- Ability to work independently or with a team.
- Experience in the securities or financial services industry is essential.
- Contributes to the achievement of area objectives
- Bachelor’s degree in computer science or a related discipline, or equivalent work experience required; advanced degree preferred
- 10-12 years of related experience required; experience in the securities or financial services industry is a significant plus. Regulatory understanding is essential
BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals With Disabilities/Protected Veterans.
Our ambition is to build the best global team – one that is representative and inclusive of the diverse talent, clients and communities we work with and serve – and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.
How to Apply
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