Full-Time Senior Compliance Tester
Job Description
Bring your ideas. Make history.
BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world’s top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of banks” – 97% of the world’s top banks work with us as we lead and serve our customers into the new era of digital.
With over 238 years of rich history and industry firsts, BNY Mellon has been built upon our proven ability to evolve, lead, and drive new ideas at every turn. Today, we’re approximately 50,000 employees across 35 countries with a culture that empowers you to grow, take risks, experiment and be yourself. This is what #LifeAtBNYMellon is all about.
We’re seeking a future team member for the role of Specialist, Compliance and Control to join our Pershing Compliance Team team. This role is located in Liverpool, United Kingdom – HYBRID.
In this role, you’ll make an impact in the following ways:
- Conducting thematic compliance testing reviews in line with the global methodology;
- Completion of administrative tasks required to support the Compliance Testing plan including system administration, planning, fieldwork, and report writing
- Liaising with the business and Senior Management in respect to ongoing monitoring and management of open compliance actions as a result of thematic testing
- Participate and contribute to Compliance, Compliance Testing and business meetings and where applicable, represent Compliance Testing at meetings with the Businesses under review and/or the respective Business Compliance Officer
To be successful in this role, we’re seeking the following:
- Degree educated or a strong academic/professional work record with particular preference for Compliance and/or Legal, Audit, Risk background.
- Proven experience in the UK Financial Sector, preferably with a background in Compliance Testing or Internal Audit.
- Strong interpersonal and communication skills.
- Good PC skills (Microsoft Excel and Word essential – PowerPoint useful).
At BNY Mellon, our inclusive culture speaks for itself. Here’s a few of our awards:
- Fortune World’s Most Admired Companies & Top 20 for Diversity and Inclusion
- Bloomberg’s Gender Equality Index (GEI)
- Best Places to Work for Disability Inclusion, Disability: IN – 100% score
- 100 Best Workplaces for Innovators, Fast Company
- Human Rights Campaign Foundation, 100% score Corporate Equality Index
- CDP’s Climate Change ‘A List’
Our Benefits:
BNY Mellon offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves that can support you and your family through moments that matter. BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer – Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.
How to Apply
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