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19 Apr 2023

Full-Time Senior Specialist, Compliance & Control

BNY Mellon – Posted by BNY Mellon Manchester, England, United Kingdom

Job Description

We’re seeking a future team member for the role of Senior Specialist, Compliance & Control to join our Compliance team. This role is located in Manchester/ Edinburgh – UK – HYBRID

In this role, you’ll make an impact in the following ways:

  • Act as a delegate for the Compliance Testing Manager in ad-hoc assignments and preparation of meeting materials and presentations
  • Assist Compliance Testing Manager with production of the Annual Compliance Testing Programme
  • Work independently conducting Compliance Testing reviews with efficiency, timeliness, technical accuracy and of high quality with appropriate guidance
  • Communicate effectively in both verbal and written all types of finding identified and facilitate the development and agreement of corrective Action Plans with the business

To be successful in this role, we’re seeking the following:

  • Proven experience in the financial industry with experience of Compliance & Risk, compliance testing, control testing and/or internal audit experience with a solid understanding of the key steps of testing review/audit processes at a large bank, financial institution, public accounting firm or regulatory body
  • Solid knowledge, understanding and awareness of XYZ laws, rules and regulations
  • Ability to work independently under tight deadlines and competing priorities and being proactive in terms of planning and execution of reviews, raising and escalating challenges or concerns to team leaders and managers in a timely manner
  • Ability to work with impacted stakeholders across the Three Lines of Defense.
  • Ability to understand and apply outcome-focused regulation and have a sound risk awareness whilst maintaining an awareness of commercial pressures on the firm
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How to Apply

https://bnymellon.eightfold.ai/careers/job?domain=bnymellon.com&query=39980&pid=15943207&sort_by=relevance&triggerGoButton=false

Job Categories: Equal Opportunities. Job Types: Full-Time. Salaries: Not Disclosed.

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