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13 Mar 2023

Full-Time EMEA Financial Crimes Compliance CAO

BNY Mellon – Posted by BNY Mellon London, England, United Kingdom

Job Description

Principal, EMEA Financial Crimes Compliance


Bring your ideas. Make history.
BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world’s top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of banks” – 97% of the world’s top banks work with us as we lead and serve our customers into the new era of digital.

With over 238 years of rich history and industry firsts, BNY Mellon has been built upon our proven ability to evolve, lead, and drive new ideas at every turn. Today, we’re approximately 50,000 employees across 35 countries with a culture that empowers you to grow, take risks, experiment and be yourself. This is what #LifeAtBNYMellon is all about.

We’re seeking a future team member for the role of Principal, EMEA Financial Crimes Compliance to join our Compliance team. This role is located in London, UK – Hybrid.

In this role, you’ll make an impact in the following ways:

  • Responsible for attending and actively participating in the regular SMR control meetings and ensure resultant actions impacting the SMF17 role are actioned. Keep the MLRO advised of key items from the meetings. Deputise for the MLRO at the monthly senior management update meetings, which are attended by all senior managers captured in the scheme.
  • Responsible for liaison with senior management in advance of monthly regional FCC governance committee meetings to discuss key business initiatives for presentation to Committee members
  • Ensure the FCA documentary requirements are adhered to and all relevant documents are kept up-to-date. Control Schedules are to reviewed and maintained on a monthly basis, with all action items noted tracked and new items accurately recorded and followed up with the appropriate recipient and senior manager.
  • Keep up to date with financial crimes related developments, projects, and issues

To be successful in this role, we’re seeking the following:

  • Strong knowledge of EMEA financial crimes regulations and guidance
  • Financial Crime / audit or compliance related experience
  • Proven background of working in a complex banking or financial services organisation
  • Strong analytical skills, problem-solving ability and attention to detail
  • BA/BS, Legal Degree, MBA, or professional certification preferred

At BNY Mellon, our inclusive culture speaks for itself. Here’s a few of our awards:

  • Fortune World’s Most Admired Companies & Top 20 for Diversity and Inclusion
  • Bloomberg’s Gender Equality Index (GEI)
  • Best Places to Work for Disability Inclusion, Disability: IN – 100% score
  • 100 Best Workplaces for Innovators, Fast Company
  • Human Rights Campaign Foundation, 100% score Corporate Equality Index
  • CDP’s Climate Change ‘A List’

Our Benefits:

BNY Mellon offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves that can support you and your family through moments that matter.

BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer – Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.


How to Apply


Job Categories: Equal Opportunities. Job Types: Full-Time. Job Tags: AML, financial crime, and investments. Salaries: Not Disclosed.

Job expires in 12 days.

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